Regulatory information

1. Scrypt Digital Trading AG

SCRYPT Digital Trading AG (CHE-289.979.451), Dammstrasse 16, 6300 Zug, Switzerland is a provider of digital assets trading and staking, custody as well as money and asset transfer services. Scrypt Digital Trading AG is a member of the Swiss AML Self-Regulatory Organization Verein zur Qualitätssicherung von Finanzdienstleitstungen (“VQF”) and subject to annual AML audit as part of its membership.

2. Scrypt Digital Investments AG

In accordance with art. 8 of the Swiss Financial Services Act (“FinSA”), the following summary regarding Scrypt Digital Investments AG and its activities is provided:

A. Company information

Name: SCRYPT Digital Investments AG
Address: c/o SCRYPT Digital Trading AG, Dammstrasse 16, CH-6300 Zug
Phone: +41 44 213 13 00
E-mail: info@scrypt.swiss
Website: https://scrypt.swiss

Supervisory Authority

SCRYPT Digital Investments AG is licensed as aportfolio manager by the Swiss Financial Market Supervisory Authority (“FINMA”) and affiliated with the supervisory organization FINcontrol Suisse AG.

Name: FINcontrol Suisse AG
Address: c/o VQF Verein zur Qualitätssicherung von Finanzdienstleistungen, General-Guisan-Strasse 6, CH-6300 Zug
Phone: +41 41 767 36 00
E-mail: info@fincontrol.ch
Website: https://www.fincontrol.ch

Audit Firm

SCRYPT Digital Investments AG is audited and reviewed by the auditing company Grant Thornton AG both in terms of supervisory law and in terms of obligations.

Name: Grant Thornton AG
Address: Claridenstrasse 35, P.O. Box, CH-8027 Zürich
Phone: +41 43 960 71 71
E-mail: info@ch.gt.com
Website: www.grantthornton.ch

Ombudsman

SCRYPT Digital Investments AG is affiliated with the independent ombudsman Finanzombudsstelle Schweiz (“FINOS”), which is recognized by the Federal Department of Finance. Disputes concerning legal claims between the customer and the financial services provider should be settled by an ombudsman's office, if possible, within the framework of a mediation procedure.

Name Ombudsman: FINOS
Address: Talstrasse 20, CH-8001 Zürich
Phone: +41 44 552 08 00
E-mail: info@finos.ch
Website: www.finos.ch

B. Information on the offered financial services

‍‍SCRYPT Digital Investments AG provides portfolio management and investment advice services specialising in digital assets for institutional and professional investors as defined in the FinSA.

Furthermore, SCRYPT Digital Investments AG provides individual portfolio management, offering of financial instruments and investment advice for individual portfolios.

For further information on the various portfolio management investment strategy, general risks, specifications, and operating procedures, please refer to the relevant information on this website or reach out to SCRYPT Digital Investments AG. SCRYPT Digital Investments AG does not guarantee any yield nor performance of investment activities. The investment activity can therefore lead to an appreciation or a depreciation in value.

C. Client segmentation

Financial service providers are required to classify their customers into a client segmentation according to the law and adhere to the respective code-of-conduct. FinSA provides for «retail customers», «professional customers» and «institutional customers» segments. For each customer, a customer classification is determined within the framework of the cooperation with SCRYPT Digital Investments AG. Subject to certain conditions, the customer may change the customer classification by opting in or opting out.

D. Information on risks and costs

General risks associated with financial instruments transactions:

The portfolio management and investment advisory services involve financial risks. SCRYPT Digital Investments AG shall provide all clients with the «Risks associated with Financial Instruments Transactions» brochure prior to the execution of the contract. This brochure can also be found at www.swissbanking.org.

Clients of the SCRYPT Digital Investments AG may contact their Account Manager at any time if they have any further questions.

‍Risks associated with the offered services:
For a description of the various risks that may arise from the investment strategy for clients’ assets, kindly consult the relevant risk section of the investor deck detailing the investment strategy.

‍Information on costs:
A fee is charged for the services rendered, which is usually calculated on the assets under management or advisory, and/or on a performance basis. For more detailed information, please refer to the relevant Investment Asset Manage mentor Portfolio-Based Investment Advisory agreements.

E. Information about relationships with third parties

In connection with the financial services offered by SCRYPT Digital Investments AG, economic ties may exist with third parties. The acceptance of payments from third parties as well as their treatment are regulated in detail and comprehensively in the Asset Management or Portfolio-Based Investment Advisory agreements.

F. Information on the market offer considered

‍SCRYPT Digital Investments AG follows an «open universe approach» and tries to make the best possible choice for the client when selecting financial instruments.